Financial Regulation Law

Cases Applying This Concept

• Jamie Swartz v. Heartland Equine Rescue18-3260
• In the Matter of Equine Facility, LLC, Et Al., Appellants, v. John Pavacic Et Al., Respondents2017 NY Slip Op 8371
• Martin J. Walsh v. KDE Equine, LLC21-5133
• Barbara Hale Gonzalez v. Royalton Equine Veterinary Services, P.C.128 A.D.3d 1331
• Equine Sports Medicine & Surgery Weatherford Division, PLLC v. Tyler Tipton, DVM, DACVS and Tipton Equine, LLC02-19-00346-CV
• Barbara Hale Gonzalez v. Royalton Equine Veterinary Services, P.C.128 A.D.3d 1331
• GONZALEZ, BARBARA HALE v. ROYALTON EQUINE VETERINARY SERVICESCA 14-01289
• FRONT RANGE EQUINE RESCUE; The Humane Society of the United States; Marin Humane Society; Horses for Life Foundation; Return to Freedom; Ramona Cordova; Krystle Smith; Cassie Gross; Deborah Trahan; Barbara Sink; Chief David Bald Eagle; Chief Arvol Looking Horse; Tanya Littlewolf; Roxanne Talltree-Douglas; Foundation to Protect New Mexico Wildlife; Sandy Schaefer, Plaintiffs-Appellants, and State of New Mexico, Plaintiff Intervenor-Appellant, v. Tom VILSACK, Secretary, U.S. Department of Agriculture; Elisabeth A. Hagen, Under Secretary for Food Safety, U.S. Department of Agriculture; Alfred A. Almanza, Administrator, Food Safety and Inspection Service, U.S. Department of Agriculture, Defendants-Appellees, and Responsible Transportation, LLC; Confederated Tribes and Bands of the Yakama Nation; Rains Natural Meats; Valley Meat Company, LLC; Chevaline, LLC; International Equine Business Association; New Mexico Cattle Growers' Association; South Dakota Stockgrowers Association; Rancherscattlemen Action Legal Fund United Stockgrowers of America; Marcy Britton; Bill and Jan Wood; Leroy Wetz; Shirley Wetz; Doug Johnson; Judy Johnson; Kujyukuri, Ltd.; United Horsemen; Scenic View Ranch, Defendants Intervenors Appellees. American Farm Bureau Federation; National Cattlemen's Beef Association; New Mexico Farm and Livestock Bureau, Amici Curiae782 F.3d 565
• Cristina Raybourn v. Changing Leads Equine Rescue; Woodson Hill Equestrian Center, LLCWD86708
• In Re: Mississippi Rules of Evidence89-R-99002-SCT
• In Re: Amendments to the Florida Evidence CodeSC22-1040
• In Re: Appointment to the Committee on Rules of Evidence909 Supreme Court Rules
• In Re: Amendment of Pennsylvania Rule of Evidence 404893 Supreme Court Rules
• In Re: Amendment of Pennsylvania Rule of Evidence 404893 Supreme Court Rules
• In Re: Amendment of Pennsylvania Rule of Evidence 404893 Supreme Court Rules
• In Re: Appointment to the Committee on Rule of Evidence987 Supreme Court Rules
• In Re Amendments to Rule 902 of the Arkansas Rules of Evidence2025 Ark. 116
• In Re: Amendments to the Florida Evidence CodeSC19-107
• In Re: Appointment to the Committee on Rules of Evidence958 Supreme Court Rules
• Matter of Kirby Forensic Psychiatric Ctr. v. Myron M.2025 NY Slip Op 02270
• Fascia EDWARDS v. ILLINOIS DEPARTMENT OF FINANCIAL and Professional Regulation210 F. Supp. 3d 931
• Robert Lance WILSON, Plaintiff-Appellant, v. ILLINOIS DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION, Et Al., Defendants-Appellees871 F.3d 509
• SEILA LAW LLC, Petitioner v. CONSUMER FINANCIAL PROTECTION BUREAU591 U.S. 197
• Patricia GALOUCH v. MAINE DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION856 F. Supp. 2d 244
• RUSSELL A. MORGAN, Plaintiff-Appellant, v. THE DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION Et Al., Defendants-Appellees903 N.E.2d 799
• RUSSELL MORGAN, Plaintiff-Appellant, v. THE DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION, Defendant-Appellee871 N.E.2d 178
• OFFICE OF INSURANCE REGULATION and Financial Services Commission, Appellants, v. SERVICE INSURANCE COMPANY, Appellee50 So. 3d 637
• Dr. Robert Lance WILSON, D.O. v. ILLINOIS DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION Andrew Gorchynsky Thomas Glasgow Leonard A. Sherman Jay Stewart the State of Illinois Doe 1-5 Doe 6-10 Doe 11-20 and Doe 21-30376 F. Supp. 3d 849
• Antony Lee TURBEVILLE, Plaintiff-Appellant, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, John Does, John William McCall, Defendants-Appellees874 F.3d 1268
• EDWIN E. LICKISS, and v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, and208 Cal. App. 4th 1125
• OFFICE OF INSURANCE REGULATION and the Financial Services Commission v. SERVICE INSURANCE COMPANY53 So. 3d 1127
• Alan SANTOS-BUCH v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.32 F. Supp. 3d 475
• Lavery v. Department of Financial and Professional Regulation2025 IL 130033
• Neil J. ASLIN, Plaintiff-Appellant, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INCORPORATED, Defendant-Appellee704 F.3d 475
• Alpine Securities Corporation v. Financial Industry Regulation Authority23-5129
• Lavery v. Department of Financial & Professional Regulation2023 IL App (1st) 220900
• Leone v. Division of Professional Regulation of the Department of Financial & Professional Regulation2024 IL App (4th) 220753
• Vasanwala v. Division of Professional Regulation of the Department of Financial and Professional Regulation2024 IL App (4th) 220933
• Pasic v. Department of Financial & Professional Regulation467 Ill. Dec. 659
• Jimenez v. Department of Financial & Professional Regulation2020 IL App (1st) 192248
• Masood v. Division of Professional Regulation of the Department of Financial and Professional Regulation2023 IL App (1st) 220657
• Sharma v. Division of Professional Regulation of the Illinois Department of Financial & Professional Regulation467 Ill. Dec. 697
• Haaayy, LLC v. Illinois Department of Financial & Professional Regulation2024 IL App (1st) 221833
• RAYMOND JAMES FINANCIAL SERVICES, INCORPORATED, Plaintiff-Appellee, v. Peter CARY; Dayna Smith; Robert Barkin; Christine Spolar, Defendants-Appellants, and Financial Industry Regulatory Authority, Defendant. Public Investors Arbitration Bar Association, Amicus Supporting Appellants709 F.3d 382
• Jimenez v. Department of Financial & Professional Regulation2020 IL App (1st) 192248
• CASHCALL, INC., and J. Paul Reddam v. MARYLAND COMMISSIONER OF FINANCIAL REGULATION139 A.3d 990
• Perry v. Department of Financial & Professional Regulation2018 IL 122349
• Consumer Financial Protection v. Seila Law LLC923 F.3d 680
• Engle v. Department of Financial and Professional Regulation2018 IL App (1st) 162602
• MARYLAND COMMISSIONER OF FINANCIAL REGULATION v. CASHCALL, INC., Et Al.225 Md. App. 313

Exam Application

Apply financial regulation law by identifying the relevant facts, citing the leading case, and explaining the ratio.